University Policy 6.6.1
Filling Vacancies (Excluding Bargaining Unit Staff)
Policy Statement
Cornell University is committed to selection procedures that are fair, consistent, and in compliance with applicable laws and regulations. Therefore, before initiating searches to fill vacancies, units must utilize a strategy that takes into account the values of equal employment opportunity, a diverse and inclusive workforce, and internal mobility.
Reason For Policy
In an effort to identify and to attract highly qualified applicants to the Cornell workforce while aiming to realize our commitment to a diverse workforce and to encourage career growth, the university supports a carefully planned and articulated strategy for filling each regular academic and non-academic vacant position.
Entities Affected By This Policy
- Ithaca-based locations
- Cornell Tech campus
Who Should Read This Policy
- Deans, directors, and department heads
- College/unit human resources (HR) representatives
- Faculty and academic professionals
- Regular nonacademic, non-bargaining unit staff members
- Supervisors
- Unit administrators
Related Resources
University Policies and Information
- University Policy 4.7, Retention of University Records
- University Policy 4.14, Non-Research Conflicts of Interest and Commitment
- University Policy 6.4, Prohibited Bias, Discrimination, Harassment, and Sexual and Related Misconduct
- University Policy 6.6.2, Reference Checks, Information Verification, and Background Checks
- University Policy 6.10.9, Staff Transfer (Excluding Academic and Bargaining Unit Staff)
- University Policy 6.12, Separations, Voluntary and Involuntary (Including Layoff)
- University Policy 6.14, Avoiding Nepotism
- Guidelines for Managing and Evaluating Candidates with Criminal Convictions (sign in required)
- Guidelines to Support Filling Vacancies
- Guide to Giving Employment References
- Human Resources’ Toolkits for People Leaders
- Temporary and Casual Appointments
- I-9 Flowchart (PDF)
- Inventions and Related Property Rights Assignment (IRPRA) Form FAQ (PDF)
- Leadership Skills for Success
- New Hire/Rehire Guidelines (PDF)
- Skills for Success
External Documentation
- Age Discrimination in Employment Act
- Americans with Disabilities Act
- Civil Rights Act of 1991
- Drug-Free Workplace Act
- Employee Polygraph Protection Act
- Equal Pay Act
- Executive Orders 11375,11478 (Affirmative Action for qualified protected veterans and qualified individuals with disabilities)
- Fair Credit Reporting Act
- Fair Labor Standards Act of 1938
- Federal Fair Employment Practices
- Immigration Reform and Control Act
- Local Law C—Sexual Preference/Orientation Law
- New York State and Tompkins County Laws and Regulations
- NYS Human Rights Law
- NYS Law on Sexual Orientation
- Omnibus Transportation Employee Testing Act (1995)
- Pregnancy Discrimination Act
- Title VII of the Civil Rights Act of 1964
- Uniform Guidelines on Employee Selection Procedures
- Vietnam-era Veterans Readjustment Act
- Vocational Rehabilitation Act
University Forms and Systems
Contacts
Direct any general questions about this policy to your college or unit administrative office. If you have questions about specific issues, contact the following offices.
Contacts, Ithaca Campus Units
Subject | Contact | Telephone | E-mail/Web Address |
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Policy Clarification, Exceptions, and Interpretation, General Policy Questions | College/Unit HR Representative | Unit-specific | Find Your HR Representative |
Division of Human Resources, Office of Talent Attraction and Recruitment | (607) 254-8370 | mycareer | |
Waiver of Posting | Cornell Office of Civil Rights | (607) 255-2242 | civilrights Office of Civil Rights |
Visa and Employment Eligibility | Office of Global Learning, International Services | (607) 255-5243 | International Services Office of Global Learning |
Definitions
These definitions apply to terms as they are used in this policy.
Affirmative Action | A program of active steps to ensure that persons with disabilities and qualified veterans (including disabled veterans) are represented in applicant pools and in the university’s workforce. |
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Applicant | Any person who applies (requests review of his or her credentials, experience, or other qualifications) in accordance with the stated directions for a specific and discrete open position. |
Casual Position | A position of less than 20 hours per week. |
Equal Employment Opportunity | The concept of providing access to employment opportunities to all persons regardless of, but not limited to, such factors as race, ethnic or national origin, citizenship and immigration status, color, sex/gender, pregnancy or pregnancy-related conditions, age, creed, religion, actual or perceived disability (including persons associated with such a person), arrest and/or conviction record, military or veteran status, sexual orientation, gender expression and/or identity, an individual’s genetic information, domestic violence victim status, familial status, marital status, caregiver status, height, or weight. |
External Applicant | A job applicant who does not presently hold a regular appointment with the university. |
Hiring Authority | An individual who is responsible for making the hiring decision or has responsibility for some aspect of the search process. For example, a supervisor, college/unit HR representative, or an appropriate designee may serve as the hiring authority at different points of the search process. |
Internal Applicant | A job applicant who is currently appointed to a regular position at the university or someone in an eligible employment status, such as layoff status or short-term disability. |
Posting | An open position that is advertised on the Working at Cornell website. |
Regular Position | A non-temporary position of at least 20 hours per week with an expected duration of at least six months. |
Temporary Position | A position of at least 20 hours per week with an expected duration of less than six months. |
Unit | A college, department, program, research center, business service center, or other operating unit. |
College/Unit Human Resources (HR) Representative | The primary HR administrator at the college/unit level. |
Responsibilities
The following are the major responsibilities each party has in connection with this policy:
Hiring Authority | Carefully plan and execute a hiring strategy that takes into account the selection procedures and guidelines stated in this policy. Seek the guidance and advice of the college/unit HR representative and/ or Talent Attraction and Recruitment before and during the recruitment and hiring process, in accordance with this policy. |
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Cornell Office of Civil Rights | Provide advice and guidance, as requested, regarding equal employment opportunity issues and non-discrimination in employment. Review and determine if waiver requests will be approved or denied. |
Division of Human Resources, Office of Talent Attraction and Recruitment | Provide advice and guidance to unit administrators, as requested, regarding internal movement, search strategy, and the selection process in accordance with this policy. |
Unit Head or Designee | Issue and document final approval of all decisions related to filling vacancies when no waiver request is required according to this policy. |
College/Unit Human Resources (HR) Representative | Provide guidance and collaborative assistance to the hiring authority regarding search strategies, internal movement, equal employment opportunity issues, and affirmative action requirements before and during the recruitment and hiring process. |
Vice President and Chief Human Resources Officer | May declare offers of employment invalid and subject to reversal if the process outlined in this policy is not followed. |
Principles
General Philosophy | At Cornell University, diversity and uniqueness are valued as a means of advancing an inclusive working, living, and learning environment. Cornell aims to employ highly qualified individuals who contribute to the overall success of the university’s strategic goals. The university endeavors to cultivate the broadest and most diverse applicant pool possible in order to create the most effective and productive workforce, which is critical to fulfilling the university’s mission and to supporting ongoing operations. Before a search is begun, a carefully articulated search strategy must be developed for each regular position. Qualified protected veterans as defined in the Vietnam Era Veterans’ Readjustment Assistance Act (VEVRRA) and qualified disabled individuals with disabilities under Section 503 of the Rehabilitation Act have rights in the application process and in employment under federal law. |
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Posting and Listing Requirements | Each opening, unless otherwise exempted in this policy, must be posted on the Working at Cornell website for at least five business days. To advance the university’s philosophy, it is strongly recommended that the time span of postings be of a duration that allows for the development of a robust applicant pool. To comply with state and federal regulations, Cornell distributes to external websites all positions posted on the Working at Cornell website. |
Applicant Tracking | To comply with federal Affirmative Action regulations, all job applicants (internal and external) must be given the opportunity to voluntarily self-identify demographic information. Additionally, to meet audit obligations, decisions made regarding each applicant, as well as the point at which these decisions are made, must be documented. |
Search Exceptions | While the general expectation is that an open search will be conducted, there are situations where it may not always be prudent or possible to advertise every position internally or externally. See Waiving Searches in Procedures. In all situations when a search might not be conducted, a careful analysis must be undertaken by the hiring authorities and unit human resources college/unit HR representative to consider the impact on other institutional strategic priorities. |
Employment of Minors | No person under the age of 16 will be hired in a regular position at Cornell; however, the university allows the employment of individuals between the ages of 14 and 16 years old in temporary or casual positions. All appointments of minors must comply with applicable federal and state child labor laws. |
Employment of Persons Convicted of Criminal Offenses | Consistent with the New York State Human Rights Law, Cornell University will not
For more information, refer to the human resources procedure Guidelines for Managing and Evaluating an Applicant with Criminal Convictions (sign in required) and contact your college/unit HR representative. |
Nepotism | Refer to University Policy 6.14, Avoiding Nepotism and University Policy 4.14, Non-Research Conflicts of Interest and Commitment. |
Procedures
Evaluating and Selecting Applicants (Including Testing) | The use of any selection procedure must be consistent with the federal Uniform Guidelines on Employee Selection Procedures and must be able to pass validity tests in an external audit. Employee selection procedures include job requirements (physical, education, experience), and evaluation of applicants or candidates on the basis of application forms, interviews, performance tests, paper and pencil tests, performance in training programs or during probationary periods, and any other procedures used to make an employment decision, whether administered by the employer or by an employment agency. As a result, units may not administer, or utilize a third party to administer, any pre-employment tests (written, oral, or physical) to be used in the evaluation and selection of applicants for employment without the prior approval of the college/unit HR representative or a designee and the Vice President and Chief Human Resources Officer or a designee. For the purposes of this policy, review of application materials and interview strategies are not subject to the prior approval requirement as stated above. |
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Reference Checking and Information Verification | For information on checking references and performing the necessary information verification, including background checks, refer to University Policy 6.6.2, Reference Checks, Information Verification, and Background Checks. |
Offering Employment | All offers of employment must have the prior approval of the unit head (dean, vice
A medical examination and/or immunization may be required only if it is relevant to the job duties and required for all employees in a given job. Units must obtain advance approval for such medical requirements from their college/unit HR representative or designee. If approved, all recruitment advertising for the position must clearly state this condition of employment. The medical examination and/or immunization must occur after a conditional offer of employment has been made and before the start date. |
Requesting a Search Waiver | The hiring authority or a designee may request a waiver of a search, which may be considered for approval by the associate vice president for the Cornell Office of Civil Rights or a designee if the person identified is qualified to fill the vacancy and fulfills the criteria specified in one of the following categories:
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When No Waiver Request Is Required | While the general expectation is that a search will be conducted, on occasion, and to advance institutional strategic priorities, a search may not be appropriate, particularly in situations noted below, where the individual is deemed qualified to fill the vacancy. The hiring authority, in collaboration with the college/unit HR representative, must undertake a careful analysis of the university priorities prior to determining that a search will not be conducted. In these cases, no posting, listing or waiver is required, and the reason for this decision must be well documented, indicating which of the below situations apply. The unit head (dean, vice president, or university librarian) or a designee retains final approval of all decisions.
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Retaining Records | The college/unit HR representative or a designee must retain all records of the search and selection process, including information gathered during reference checking and information verification, for a period of three years. For more information about retention periods for HR records, see University Policy 4.7, Retention of University Records. |
Responsible Office and Policy Administration
Policy Clarification and Interpretation | Phone | Email/Web Address |
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Office of Talent Attraction and Recruitment | (607) 254-8370 | mycareer@cornell.edu |
Responsible Executive
Unit | Title |
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Human Resources | Vice President and Chief Human Resources Officer |
Revision History
Date Issued | January 8, 2001 |
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Date of Full Review | January 30, 2017 |
Date Last Updated | June 12, 2025 |
Revision Notes | Non-Substantial Revision - transfer to HTML; name change of Office of Institutional Equity and Title IX to Cornell Office of Civil Rights |